Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Grace? Claim Your ProfileGrace Anne Galloway is a financial professional registered with Northwestern Mutual Investment Services, LLC. Grace is licensed to provide investment advice in California and Minnesota. Grace's professional career started in the financial services industry on 2024-04-21. Grace holds a Series 63, a Series 6TO, and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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CA
04/22/2024 - Present
Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)
BC
Issued 05/18/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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