Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gourav? Claim Your ProfileGourav Guha is a financial professional with over 3 years of experience in the industry. Currently, Gourav is registered with Mizuho Securities USA LLC and holds a Series 7, Series 63, Series 79 and SIE license. Prior to his current role, Gourav worked at PNC Capital Markets LLC. Gourav Guha is licensed in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/24/2021 - Present
Mizuho Securities USA LLC (NEW YORK NY)
IL
12/13/2019 - 06/25/2021
PNC CAPITAL MARKETS LLC (CHICAGO IL)
BC
Issued 12/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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