Unclaimed
Gorsan Semsettin is a financial professional with over 23 years of experience in the financial services industry. Gorsan has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2022, and has previously held positions at MORGAN STANLEY and FIDELITY BROKERAGE SERVICES LLC. Gorsan is currently registered in Florida and Texas, and holds a wide range of licenses and certifications, including Series 3, 7, 9, 10, 31, 63, and 66. Gorsan specializes in providing financial advice and investment management services to a diverse range of clients, including individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
05/23/2014 - 10/17/2022
MORGAN STANLEY (Boca Raton FL)
CT
01/08/1999 - 05/19/2014
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
BOTH
Issued 02/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/09/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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