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Gorky Ramiro Urquieta

Neuberger Berman BD LLC

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About Gorky Ramiro Urquieta

Gorky Ramiro Urquieta is a registered representative with Neuberger Berman BD LLC. Gorky has been in the industry since 2012 and holds licenses in Georgia and New York. Gorky is a Series 6, 7, 30, 31 and 66 licensed professional with experience in portfolio management. Gorky is also affiliated with THE PRUDENTIAL INSURANCE COMPANY OF AMERICA and PRUCO SECURITIES CORPORATION, where Gorky worked from 1992 to 1992.

Firm Information

Gorky Urquieta is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gorky Urquieta’s Registration & Firm History

GA

03/29/2021 - Present

Neuberger Berman BD LLC (ATLANTA GA)

NA

01/13/1992 - 09/15/1992

PRUCO SECURITIES CORPORATION

NA

01/13/1992 - 09/15/1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

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Licenses & Designations

BOTH

Issued 12/05/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 06/13/2013

Series 7 - General Securities Representative Examination

BC

Issued 01/10/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gorky Ramiro Urquieta.
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