Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Wong is a financial advisor with Citizens JMP Securities, LLC. Gordon has been in the financial services industry since 2003. Gordon is registered with FINRA as a Series 7 and Series 63 representative and has passed the SIE, and Series 79TO exams. Gordon has worked at a number of firms including, CITIZENS CAPITAL MARKETS, CREDIT AGRICOLE SECURITIES (USA) INC., RBS SECURITIES INC., and DEUTSCHE BANK SECURITIES INC.. Gordon is currently located in the Stamford, CT branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
11/30/2017 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
NY
07/13/2015 - 11/29/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
CT
06/30/2006 - 07/01/2015
RBS SECURITIES INC. (STAMFORD CT)
NY
02/12/2002 - 04/15/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 01/12/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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