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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Bauer is a financial advisor with LPL Financial LLC based in Littleton, CO. Gordon has been in the financial services industry since 1983. Gordon is licensed to provide securities and investment advisory services in Colorado and other states. In addition to LPL Financial LLC, Gordon has previous experience with Waddell & Reed, Inc.. Gordon holds a Series 6, Series 7, Series 22, Series 24, Series 63, and Series 65 license and is qualified to provide financial planning, portfolio management, and other advisory services. Gordon is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
08/10/2009 - Present
LPL Financial LLC (LITTLETON CO)
KS
04/13/1983 - 01/11/2000
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 05/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/12/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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