Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Scott Wells is an investment advisor representative associated with Capital Client Group, Inc. Gordon has been in the industry for over 4 years and has passed the Series 63, Series 65 and Series 7TO exams, among others. Gordon is registered with the state of California as an Investment Advisor Representative, and is also registered as a Broker-Dealer in multiple states. Gordon is currently registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
01/07/2022 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IA
Issued 08/05/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/29/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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