Unclaimed
Gordon Smith is a financial advisor with Nationwide Investment Services Corp., registered with the state of New York. Gordon has been in the securities industry since January 18, 1994, with previous experience at Waddell & Reed, Inc., and PRUCO Securities Corporation. Gordon holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/21/2003 - Present
Nationwide Investment Services Corp. (TROY NY)
KS
11/06/1999 - 03/19/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
12/07/1993 - 09/24/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 01/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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