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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Roger Smith is an active Registered Representative with Fidelity Personal And Workplace Advisors. Gordon is also registered as an Investment Advisor Representative in Michigan and Texas. Gordon has been in the industry since 2012. Prior to joining Fidelity Personal And Workplace Advisors, Gordon worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gordon holds Series 31, SIE, 7, 10, 9, and 66 licenses and is a Registered Representative with FINRA. Gordon's previous employment history includes positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chandler, Arizona, Bank of America, N.A. in Chandler, Arizona and Fidelity Investments in Troy, Michigan. Gordon specializes in providing financial planning, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
07/21/2023 - Present
Fidelity Personal AND Workplace Advisors (TROY MI)
MI
10/11/2012 - 04/17/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
BOTH
Issued 11/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/27/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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