Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Dreux Pascale is a financial advisor with Wealthpenn.comllc based in Garden City, NY. Gordon has been a financial advisor since 1984 and has extensive experience in the financial services industry. Gordon has worked for several firms, including Citigroup Global Markets Inc., Morgan Stanley Smith Barney, and Morgan Stanley Private Bank, National Association. Gordon holds the Series 63, 65, 7, 10, 24, 31, and 53 licenses. Gordon's focus is on providing investment advice to high-net-worth individuals, corporations, insurance companies, investment companies, pension plans, charitable organizations, and other investment advisors. Gordon also offers a range of other financial services, including financial planning, asset allocation advice, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Wealthpenn.comllc (Garden City NY)
NY
03/21/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
01/13/2001 - 04/14/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/03/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
03/30/1994 - 12/04/1997
BT BROKERAGE CORPORATION (NEW YORK NY)
NY
11/23/1987 - 02/24/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/26/1984 - 11/17/1987
THE STUART-JAMES COMPANY, INC.
NA
02/10/1984 - 11/26/1984
MCLAUGHLIN, PIVEN, VOGEL INC.
IA
Issued 11/8/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 9/26/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/7/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 5/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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