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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Polly is a financial advisor at Morgan Stanley. Gordon has been working in the financial services industry since November 2004. Gordon has experience in providing investment advice to a variety of clients, including individuals, corporations, and institutions. Gordon is licensed to sell securities in several states, including Oklahoma, Texas, Arizona, Arkansas, California, Colorado, Florida, Iowa, Kansas, Louisiana, Michigan, Missouri, Ohio, Oregon, and Washington. Gordon has also earned a number of industry credentials, including the Series 7, Series 31, and Series 65 licenses. Gordon has a strong track record of success in the financial services industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OK
03/19/2020 - Present
Morgan Stanley (Tulsa OK)
OK
11/19/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
BC
Issued 12/29/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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