Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Ralph Baker is a financial advisor registered with Simplicity Wealth. Gordon has been in the financial industry since July 31, 2008, and has a diverse background in investment advising and financial planning. Gordon is currently registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR) in Arizona and Colorado, and has a Series 6, Series 63, and Series 65 licenses. Gordon has previously worked with Securities America, Inc., Transamerica Financial Advisors, Inc, and World Group Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
11/21/2023 - Present
Simplicity Wealth (Greenwood Village CO)
CO
09/02/2021 - 11/16/2023
SECURITIES AMERICA, INC. (DENVER CO)
CO
01/06/2012 - 09/03/2021
TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)
CO
07/28/2008 - 01/06/2012
WORLD GROUP SECURITIES, INC. (GREENWOOD VILLAGE CO)
IA
Issued 01/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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