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Gordon Peter Gruenes

Northwestern Mutual Investment Services, LLC

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About Gordon Peter Gruenes

Gordon Gruenes is a financial advisor with over 30 years of experience in the financial services industry. Gordon has been registered with Northwestern Mutual Investment Services, LLC since 2002. Previously, Gordon worked for Robert W. Baird & Co. Incorporated for over 10 years. Gordon holds multiple licenses, including Series 6, 7, 63 and 65 and has earned the Securities Industry Essentials Examination. Gordon is a registered Investment Advisor in Illinois and is licensed to provide financial and investment advice in 16 states. Gordon may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.

Firm Information

Gordon Gruenes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Gordon Gruenes’s Registration & Firm History

IL

10/30/2002 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

WI

10/24/1991 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2002

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gordon Peter Gruenes. Review regulatory record here.
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