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Gordon Pena

Allstate Financial Services, LLC

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About Gordon Pena

Gordon Pena is a financial professional registered with Allstate Financial Services, LLC. Gordon has been in the financial services industry since October 2019 and holds the Series 63, Series 6TO, and SIE licenses. Gordon is currently registered in Texas.

Firm Information

Gordon Pena is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gordon Pena’s Registration & Firm History

TX

10/03/2019 - Present

Allstate Financial Services, LLC (Spring TX)

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Licenses & Designations

BC

Issued 12/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Pena.
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