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Gordon Pealock

KEY Investment Services LLC

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About Gordon Pealock

Gordon Pealock is a financial advisor associated with Key Investment Services LLC and has been in the industry since 2010. Gordon has passed the Series 63, Series 66 and Series 7 exams and holds a current registration with FINRA. In addition, Gordon is also licensed in 15 states for securities and investment advising. Some of Gordon's past employers include Santander Securities LLC and Comprehensive Asset Management and Servicing, Inc.

Firm Information

Gordon Pealock is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gordon Pealock’s Registration & Firm History

OH

01/04/2023 - Present

KEY Investment Services LLC (BROOKLYN OH)

PA

12/19/2017 - 01/03/2023

SANTANDER SECURITIES LLC (Pottstown PA)

PA

01/11/2013 - 12/12/2017

COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (BERWYN PA)

PA

01/24/2011 - 01/10/2013

EDWARD JONES (LIMERICK PA)

NA

08/13/1993 - 07/13/1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

BOTH

Issued 02/03/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Pealock.
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