Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Nolan Smith is a financial advisor with J.P. Morgan Securities LLC. Gordon has been in the industry since 1993 and has a wide range of experience in the financial services industry. Gordon holds the Series 7, Series 6, Series 63, SIE, Series 79TO and Series 6TO licenses. Gordon is also a Chartered Financial Analyst. Gordon specializes in providing financial advice to individuals, businesses, and institutions. Gordon is registered to provide securities and investment advisory services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
11/14/2022 - Present
J.p. Morgan Securities LLC (San Antonio TX)
TX
02/09/2015 - 10/06/2022
SAMCO CAPITAL MARKETS, INC. (AUSTIN TX)
TX
10/01/2007 - 02/06/2015
COMMERCE STREET CAPITAL, LLC (DALLAS TX)
TX
10/19/2005 - 10/01/2007
SAMCO CAPITAL MARKETS, INC. (DALLAS TX)
TX
09/21/2004 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
OK
03/06/2003 - 09/20/2004
BOSC, INC. (TULSA OK)
IN
05/10/1995 - 10/22/1999
CONSECO EQUITY SALES, INC. (CARMEL IN)
WI
05/18/1990 - 01/19/1995
STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)
NA
03/07/1984 - 07/30/1984
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 04/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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