Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Mitchell Lane is an active Registered Representative in the state of North Carolina, associated with UBS Financial Services Inc. Gordon has been in the industry since 1976. Gordon's previous roles include working for Lehman Brothers Inc., PaineWebber Incorporated and E. F. Hutton & Company Inc. Gordon has passed the Uniform Investment Adviser Law Examination (Series 65), the Uniform Securities Agent State Law Examination (Series 63), the General Securities Sales Supervisor - General Module Examination (Series 10), the General Securities Sales Supervisor - Options Module Examination (Series 9), the Securities Industry Essentials Examination (SIE), the AMEX Put and Call Exam (PC) and the General Securities Representative Examination (Series 7). Gordon's specializations include investment management, financial planning, retirement planning, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
05/22/1992 - Present
UBS Financial Services Inc. (WILMINGTON NC)
NY
05/14/1988 - 05/26/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/11/1992 - 05/13/1992
PAINEWEBBER INCORPORATED
NA
12/01/1976 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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