linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gordon Milton Bowling

Daiwa Capital Markets America Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gordon? Claim Your Profile

About Gordon Milton Bowling

Gordon Milton Bowling is an active broker registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since July 11, 1992. Currently, Gordon is registered with Daiwa Capital Markets America Inc. Gordon has held previous registrations with a number of firms including RBC Capital Markets Corporation, Dresdner Kleinwort Securities LLC, UBS Warburg LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Barclays de Zoete Wedd Securities Inc., Drexel Burnham Lambert Government Securities Inc., and Drexel Burnham Lambert Incorporated. Gordon is registered to sell securities in Connecticut, District of Columbia, New Jersey, New York, and Virginia.

Firm Information

Gordon Bowling is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gordon Bowling’s Registration & Firm History

NY

03/10/2008 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

02/29/2008 - 03/14/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

04/10/2007 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

09/24/2003 - 12/18/2006

DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)

NY

01/04/2001 - 03/14/2003

UBS WARBURG LLC (NEW YORK NY)

NJ

04/20/1994 - 10/19/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

04/21/1993 - 04/19/1994

BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)

NA

04/05/1989 - 04/07/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

06/13/1988 - 08/11/1989

DREXEL BURNHAM LAMBERT INCORPORATED

Not sure if Gordon Milton Bowling is right for you?

Licenses & Designations

BC

Issued 04/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gordon Milton Bowling.
Not sure if Gordon Milton Bowling is right for you?