Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Miller is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Gordon has been in the securities industry since November 5, 2020. Gordon holds Series 63, SIE, and Series 6TO licenses and is registered in 13 states, including California, Connecticut, Delaware, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, North Dakota, Pennsylvania, Rhode Island, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
11/06/2020 - Present
Northwestern Mutual Investment Services, LLC (WHITE PLAINS NY)
BC
Issued 01/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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