Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Maurice Sommer is a financial advisor with over 30 years of experience in the industry. Sommer is currently registered with J.P. Morgan Securities LLC and has been with the firm since May 2021. Gordon has a wide range of experience, having previously worked at Morgan Stanley, RBC Capital Markets, LLC, and UBS Warburg LLC. Sommer is a Series 7, Series 5, and Series 63 licensed professional. Gordon is also a Registered Investment Advisor, having passed the Series 65 exam. Gordon is a highly experienced financial advisor, serving clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/15/2021 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
11/11/2011 - 06/08/2021
MORGAN STANLEY (NEW YORK NY)
NY
09/24/2009 - 12/07/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/02/2002 - 12/09/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/27/1994 - 01/18/2002
UBS WARBURG LLC (NEW YORK NY)
MD
04/26/1988 - 04/07/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
09/18/1987 - 03/18/1988
BRADLEY & COMPANY, INC.
NA
08/13/1984 - 11/17/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
10/23/1981 - 08/30/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
06/23/1981 - 11/06/1981
LAIDLAW, MARTIN & MOYSEY, INC.
IA
Issued 10/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1982
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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