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Gordon Marlyn Graffius

Cetera Investment Advisers LLC

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About Gordon Marlyn Graffius

Gordon Marlyn Graffius is a financial advisor at Cetera Investment Advisers LLC. Gordon has been in the financial services industry since 1971 and has a wide range of experience. Gordon is registered to provide financial advice in Maryland, North Carolina, and Pennsylvania. Gordon offers a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management. Gordon is committed to providing his clients with the highest level of service and expertise.

Firm Information

Gordon Graffius is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

2 BARLO CIR STE C

DILLSBURG, PA 17019

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gordon Graffius’s Registration & Firm History

PA

06/29/2023 - Present

Cetera Investment Advisers LLC (DILLSBURG PA)

PA

03/09/2000 - 12/31/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (DILLSBURG PA)

NY

07/24/1997 - 03/07/2000

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

MA

06/08/1992 - 07/24/1997

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

NA

05/17/1976 - 06/22/1992

G. R. PHELPS & CO., INC.

NA

04/27/1971 - 06/24/1976

INA SECURITY CORPORATION

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Licenses & Designations

BOTH

Issued 7/28/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 5/20/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/19/1971

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Marlyn Graffius.
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