Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Leetiy Patterson is a financial advisor who has been in the industry since 1999. Gordon is currently registered with Wells Fargo Clearing Services, LLC and is based in Charlotte, North Carolina. Gordon's previous experience includes roles with several firms, including Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, and Charles Schwab & Co., Inc. Gordon holds the Series 7, Series 24, Series 55, and SIE licenses. Gordon specializes in providing investment advisory services to individuals, families, and businesses. Gordon offers financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/15/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
05/13/2011 - 04/18/2013
WELLS FARGO ADVISORS, LLC (GASTONIA NC)
NC
06/03/2010 - 11/12/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
GA
05/12/2010 - 06/04/2010
INTERNATIONAL FINANCIAL SOLUTIONS, INC. (ATLANTA GA)
NC
05/24/2007 - 05/08/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NY
01/12/2006 - 05/03/2006
WM FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
09/13/2002 - 02/03/2004
A.B. WATLEY, INC. (NEW YORK NY)
NY
10/06/1997 - 06/11/2001
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NE
10/04/1995 - 09/19/1997
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
01/16/1992 - 01/14/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
04/04/1991 - 06/26/1991
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/11/1991 - 04/12/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
CT
06/20/1990 - 10/26/1990
ADVEST, INC. (HARTFORD CT)
NY
02/06/1990 - 07/05/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
08/10/1989 - 01/05/1990
J. W. GANT & ASSOCIATES, INC.
CO
07/18/1989 - 08/21/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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