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Gordon Lea

Lincoln Financial Distributors, Inc.

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About Gordon Lea

Gordon Lea has been in the financial services industry since 1990 and is currently registered with Lincoln Financial Distributors, Inc. Gordon is a Series 6, 26, 27, 63, 99TO, and SIE licensed professional. Gordon has been registered in Indiana, Maine, Massachusetts, New Jersey, and Vermont. In the past, Gordon was also registered with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and UNUM Sales Corporation.

Firm Information

Gordon Lea is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gordon Lea’s Registration & Firm History

CT

05/01/2024 - Present

Lincoln Financial Distributors, Inc. (HARTFORD CT)

IN

10/01/1996 - 05/01/2024

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

ME

03/22/2004 - 09/21/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (PORTLAND ME)

ME

08/15/1996 - 10/01/1996

UNUM SALES CORPORATION (PORTLAND ME)

ME

02/24/1989 - 09/25/1995

UNUM SALES CORPORATION (PORTLAND ME)

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Licenses & Designations

BC

Issued 08/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/1989

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/05/1989

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/22/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Lea.
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