Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Jyh-cherng Sun is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Gordon has been in the securities industry since September 17, 2006. Gordon has worked for several firms throughout their career. Gordon is licensed to sell securities in 53 states and 2 of those states are registered for investment advisory. Gordon has successfully passed several exams and certifications including the Series 66, Series 9, Series 10 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
07/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH BETHESDA MD)
VA
06/17/2013 - 10/23/2015
HSBC SECURITIES (USA) INC. (ARLINGTON VA)
MD
05/22/2012 - 06/03/2013
CITIGROUP GLOBAL MARKETS INC. (ROCKVILLE MD)
DC
11/18/2011 - 05/04/2012
PNC INVESTMENTS (WASHINGTON DC)
MD
08/19/2010 - 10/24/2011
HSBC SECURITIES (USA) INC. (ROCKVILLE MD)
MD
03/14/2008 - 08/05/2010
SUNTRUST INVESTMENT SERVICES, INC. (GREENBELT MD)
MA
10/08/2007 - 02/12/2008
METLIFE SECURITIES INC. (SPRINGFIELD MA)
MD
03/22/2006 - 06/18/2007
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBIA MD)
MN
01/07/2006 - 02/22/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 05/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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