Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon James O'Brien is a registered representative with Mufg Securities Americas Inc. Gordon has been in the securities industry since January 21, 2013. Gordon holds Series 7, Series 79, and Series 63 licenses as well as the Securities Industry Essentials (SIE) Exam. Gordon is registered to sell securities in all 50 states. Prior to joining Mufg Securities Americas Inc. Gordon worked at MUFG AMERICAS CORPORATE ADVISORY, INC. and Seabury Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/29/2019 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/21/2014 - 02/24/2020
MUFG AMERICAS CORPORATE ADVISORY, INC. (New York NY)
NY
01/11/2013 - 10/10/2014
SEABURY SECURITIES LLC (NEW YORK NY)
BC
Issued 01/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq Stock Market
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