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Gordon Ivan Miller

Nexpoint Securities, Inc.

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About Gordon Ivan Miller

Gordon Ivan Miller is a financial advisor with Nexpoint Securities, Inc. Gordon has been in the industry since 2006. Gordon is registered in 24 states and holds the Series 6, Series 7, Series 63 and SIE licenses. Gordon has previously worked with REALCADRE LLC, EQIS SECURITIES, LLC, NORTH CAPITAL PRIVATE SECURITIES CORPORATION, COLE CAPITAL CORPORATION, SECURITY DISTRIBUTORS, INC., VANGUARD MARKETING CORPORATION, and COLUMBIA MANAGEMENT DISTRIBUTORS, INC.

Firm Information

Gordon Miller is currently registered with Nexpoint Securities, Inc.. Nexpoint Securities, Inc. is a Corporation that was formed on June 14, 2012. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gordon Miller’s Registration & Firm History

TX

10/30/2020 - Present

Nexpoint Securities, Inc. (DALLAS TX)

NY

05/30/2019 - 05/29/2020

REALCADRE LLC (NEW YORK NY)

CA

10/03/2018 - 01/18/2019

EQIS SECURITIES, LLC (SAN RAFAEL CA)

UT

08/09/2017 - 10/31/2017

NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)

AZ

03/20/2014 - 12/20/2016

COLE CAPITAL CORPORATION (PHOENIX AZ)

KS

04/13/2011 - 03/14/2014

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

PA

07/09/2008 - 11/18/2010

VANGUARD MARKETING CORPORATION (MALVERN PA)

MA

01/19/2004 - 07/01/2008

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 12/11/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/16/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Ivan Miller.
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