Unclaimed
Gordon Huntington Harper is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over $1 trillion in assets under management. Gordon Harper has been working in the financial industry since 2008 and has a wide range of experience in securities, commodities, and investment banking. Gordon Huntington Harper holds several licenses and certifications, including Series 3, 7, 63, 65, 79, and SIE. Gordon Harper has worked with clients of all types, including individuals, families, corporations, and institutions. Gordon Harper is committed to providing his clients with the highest quality of financial advice and service. Gordon Huntington Harper specializes in providing customized financial solutions tailored to each client's individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/29/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
06/05/2008 - 08/01/2016
EDGE CORPORATE FINANCE, LLC (HOUSTON TX)
PA
01/07/2008 - 03/31/2008
PFG DISTRIBUTION COMPANY (PHILADELPHIA PA)
IA
Issued 09/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2012
Series 3 - National Commodity Futures Examination
BC
Issued 01/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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