Unclaimed
Gordon Hartley is a financial advisor with over 15 years of experience in the industry. Gordon currently works with P.j. Robb Variable, LLC and is registered in 22 states. Prior to joining P.j. Robb Variable, LLC, Gordon was a financial advisor with Prudential Annuities Distributors, Inc. and Pruco Securities, LLC. Gordon is licensed to sell a wide range of financial products, including securities, investment company products, and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/28/2021 - Present
P.j. Robb Variable, LLC (Charlotte NC)
IL
03/25/2020 - 03/31/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (OAKBROOK TERRACE IL)
AR
01/04/2013 - 03/31/2020
PRUCO SECURITIES, LLC. (LITTLE ROCK AR)
AR
03/27/2008 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (LITTLE ROCK AR)
IA
Issued 12/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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