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Gordon Erik Dyal

Gordon Dyal & CO., LLC

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About Gordon Erik Dyal

Gordon Dyal is a financial advisor with over 30 years of experience in the industry. Gordon currently works at Gordon Dyal & CO., LLC, which he joined in September of 2016. Prior to joining Gordon Dyal & CO., LLC, Gordon worked at Pickwick Capital Partners, LLC, Goldman, Sachs & Co., Morgan Stanley & Co., Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gordon is registered with FINRA and the states of New Hampshire, New York and Virginia. Gordon has a number of professional licenses and designations, including the Series 7, Series 24, Series 63, Series 79TO, Series 99TO and SIE.

Firm Information

Gordon Dyal is currently registered with Gordon Dyal & CO., LLC. Gordon Dyal & CO., LLC is a Limited Liability Company formed on May 25, 2015. The firm is registered in Arizona, New Hampshire, New York, and Virginia. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gordon Dyal’s Registration & Firm History

NY

09/14/2016 - Present

Gordon Dyal & CO., LLC (New York NY)

NY

03/11/2016 - 10/18/2016

PICKWICK CAPITAL PARTNERS, LLC (New York NY)

NY

12/21/1998 - 03/23/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/10/1990 - 12/09/1998

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

10/20/1987 - 05/03/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/05/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 10/20/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gordon Erik Dyal.
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