Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Eliot Fallone is a financial advisor with over 30 years of experience in the industry. Gordon is currently registered with Uhlmann Investment Management, LLC in Mill Valley, California. Gordon has a strong track record of success in the industry and is committed to providing clients with personalized financial advice. Gordon has a broad range of experience, including investment banking, portfolio management, and financial planning. Gordon is passionate about helping clients achieve their financial goals, and he is dedicated to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
11/21/2017 - Present
Uhlmann Investment Management, LLC (Mill Valley CA)
CA
10/12/2015 - 10/17/2016
ROBERTSON STEPHENS SECURITIES (SAN FRANCISCO CA)
CA
01/24/2013 - 09/18/2015
ROTH CAPITAL PARTNERS, LLC (LARKSPUR CA)
CA
05/30/2007 - 11/19/2012
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
CA
01/25/2006 - 05/31/2007
LEGEND MERCHANT GROUP, INC. (SAN FRANCISCO CA)
NY
03/14/2001 - 01/23/2006
TRAUTMAN WASSERMAN & COMPANY, INC. (NEW YORK NY)
NY
03/06/1995 - 04/05/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
NY
02/10/1993 - 03/15/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
10/07/1991 - 02/17/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/23/1990 - 10/08/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/18/1990 - 09/05/1990
COWEN & CO. (NEW YORK NY)
IL
09/29/1988 - 01/22/1990
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
02/17/1988 - 08/24/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/03/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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