Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Dreux Pascale is a financial advisor with over 38 years of experience in the industry. Gordon is registered as a broker and investment advisor representative. Gordon is currently employed by Morgan Stanley. Gordon has previously worked for firms such as Citigroup Global Markets Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, BT Brokerage Corporation, Oppenheimer & Co., Inc., The Stuart-James Company, Inc., and McLaughlin, Piven, Vogel Inc. Gordon is registered in multiple states including Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington, and Wisconsin. Gordon holds Series 63, 65, 7, 10, 24, 31, and 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (Garden City NY)
NY
03/21/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
01/13/2001 - 04/14/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
12/03/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
03/30/1994 - 12/04/1997
BT BROKERAGE CORPORATION (NEW YORK NY)
NY
11/23/1987 - 02/24/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/26/1984 - 11/17/1987
THE STUART-JAMES COMPANY, INC.
NA
02/10/1984 - 11/26/1984
MCLAUGHLIN, PIVEN, VOGEL INC.
IA
Issued 11/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 09/26/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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