Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Zimmermann is a financial advisor with Neuberger Berman BD LLC, a broker-dealer with a focus on investment advisory services. Gordon has been in the industry since 2011 and has a diverse background in financial services. He has held previous positions at DWS Distributors, Inc., ALPS Distributors, Inc., Elkhorn Securities, LLC, Cape Securities Inc., and Invesco Distributors, Inc. Gordon is a licensed representative with both the Series 7 and Series 66 licenses, as well as the Series 24 general securities principal license. He is registered in 11 states, including Alabama, Arkansas, Florida, Georgia, Louisiana, Michigan, Mississippi, New York, North Carolina, South Carolina, and Tennessee. Gordon specializes in providing portfolio management services to clients, including individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
1
2
GA
04/04/2024 - Present
Neuberger Berman BD LLC (ATLANTA GA)
IL
07/10/2017 - 04/11/2024
DWS DISTRIBUTORS, INC. (CHICAGO IL)
CO
04/07/2016 - 06/09/2017
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
05/05/2014 - 03/24/2016
ELKHORN SECURITIES, LLC (wheaton IL)
IL
10/21/2013 - 05/08/2014
CAPE SECURITIES INC. (WHEATON IL)
IL
07/29/2011 - 09/12/2013
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
BOTH
Issued 01/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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