Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Wollman is a financial advisor with over 30 years of experience in the industry. Gordon holds Series 6, 7, 10, 63 and 65 licenses and is a Certified Financial Planner and Chartered Financial Consultant. Gordon is currently registered with Raymond James Financial Services Advisors, Inc. and is licensed to practice in 37 states. Prior to joining Raymond James, Gordon was employed by SAGEPOINT FINANCIAL, INC., SENTRA SECURITIES CORPORATION, QUEST CAPITAL STRATEGIES, INC. and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
03/07/2012 - Present
Raymond James Financial Services Advisors, Inc. (HURON SD)
SD
10/31/2005 - 07/07/2009
SAGEPOINT FINANCIAL, INC. (HURON SD)
AZ
01/22/1997 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
07/07/1994 - 01/31/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
07/08/1993 - 06/02/1994
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 10/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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