Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Charlop is a securities professional with over 30 years of experience in the industry. Gordon is currently registered with Rosenblatt Securities Inc. and is a Registered Options Principal. Gordon has held principal licenses for a number of years and has also obtained a variety of other industry licenses, including Series 55, Series 57, Series 86 and Series 87. Prior to Rosenblatt, Gordon was employed by Walter J. Dowd, Inc. and H.J. Meyers & Co., Inc. and earlier in his career was with Bear, Stearns & Co. Inc. Gordon has extensive experience in both sales and operations, and is well-versed in a wide range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/29/2008 - Present
Rosenblatt Securities Inc. (NEW YORK NY)
NY
07/20/1990 - 03/04/2008
WALTER J. DOWD, INC. (NEW YORK NY)
NY
07/06/1988 - 08/07/1990
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NA
01/01/1988 - 06/10/1988
BEAR, STEARNS & CO. INC.
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2000
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/13/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 01/09/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/03/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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