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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon Banning Richardson is a financial advisor registered with Calton & Associates, Inc. Gordon has been in the financial industry since 1993, working previously with IMS SECURITIES, INC., MULTI-FINANCIAL SECURITIES CORPORATION, CAPITAL ANALYSTS, INCORPORATED and HARTFORD EQUITY SALES COMPANY INC. Gordon is registered with the states of Louisiana and Texas and holds the Series 6, Series 63 and SIE exams. Gordon specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Gordon also provides services for high-net-worth individuals and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
11/15/2017 - Present
Calton & Associates, Inc. (Houston TX)
TX
01/03/2001 - 11/09/2017
IMS SECURITIES, INC. (HOUSTON TX)
CO
01/06/1999 - 01/05/2001
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
OH
04/26/1996 - 12/31/1998
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
CT
12/07/1993 - 05/01/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BC
Issued 10/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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