Unclaimed
Gordon B. Smith is a financial advisor with Park Avenue Securities LLC. Gordon has been in the securities industry since June 3, 1985. Gordon holds the Series 6, 7, and 63 securities licenses and the SIE exam. Gordon is registered with the following states: California, Delaware, Florida, Georgia, Maine, Maryland, Nevada, Oklahoma, Pennsylvania, Texas, Virginia, West Virginia, and Wyoming. Gordon is also registered with FINRA. Gordon specializes in providing financial advice to individuals, high net worth individuals, corporations, businesses, and retirement plans. Gordon also provides financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
08/19/2016 - Present
Park Avenue Securities LLC (Hunt Valley MD)
NY
03/10/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
07/02/1985 - 02/22/1989
PRUCO SECURITIES CORPORATION
NA
08/05/1982 - 09/16/1982
FIRST INVESTORS CORPORATION
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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