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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gordon? Claim Your ProfileGordon A. Williams is a financial advisor registered with Morgan Stanley and has been in the industry since January 22, 2004. Gordon holds a Series 7, Series 63, Series 65 and SIE license. Gordon is registered with the state of California for both Broker-Dealer and Investment Advisor activities. In addition to Gordon's primary firm, Gordon has been registered with Goldman, Sachs & Co. and Morgan Stanley & Co. LLC in the past. Gordon currently works out of the Walnut Creek, California branch office of Morgan Stanley. Gordon A. Williams specializes in working with a variety of clients including individuals, high-net-worth individuals, businesses, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Gordon is able to provide financial planning, portfolio management, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/25/2020 - Present
Morgan Stanley (Walnut Creek CA)
CA
09/17/2010 - 03/25/2013
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
NY
09/10/2003 - 09/13/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 08/21/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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