Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gopal? Claim Your ProfileGopal Tampi is a securities professional with over 17 years of experience in the industry. Gopal currently holds a Series 7, Series 79, Series 63, Series 24 and SIE license and is registered with FINRA and in all 50 states. He is a General Securities Principal for Scotia Capital (usa) Inc. and previously held positions at Mizuho Securities USA LLC, Nomura Securities International, Inc., Nomura Securities North America, LLC, Morgan Stanley & Co. Incorporated and UBS Securities LLC. Gopal's experience spans a variety of financial services roles, including investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/04/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/05/2015 - 05/07/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
11/22/2010 - 01/08/2015
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/07/2010 - 04/19/2011
NOMURA SECURITIES NORTH AMERICA, LLC (NEW YORK NY)
NY
05/23/2007 - 05/14/2010
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/03/2003 - 04/25/2007
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/22/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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