Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gopal? Claim Your ProfileGopal Dutt Sharma is a financial advisor with over 25 years of experience in the financial industry. Gopal is currently registered with Osaic Wealth, Inc. and has previously worked with Woodbury Financial Services, Inc., Questar Capital Corporation, and Investors Capital Corp. Gopal holds a Series 6, 7, 63, and 65 license and the Securities Industry Essentials (SIE) exam. Gopal offers a range of services including financial planning, pension consulting, educational seminars, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (WARRENVILLE IL)
IL
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WARRENVILLE IL)
IL
12/02/2013 - 03/01/2019
QUESTAR CAPITAL CORPORATION (NAPERVILLE IL)
IL
11/19/1998 - 12/02/2013
INVESTORS CAPITAL CORP. (NAPERVILLE IL)
TX
01/21/1998 - 10/27/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 12/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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