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Gonzalo Seminario torres

UBS Securities LLC

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About Gonzalo Seminario torres

Gonzalo Seminario torres is a financial professional with experience in the securities industry. Gonzalo has been active in the industry since August 2019. Gonzalo is currently registered with UBS Securities LLC and previously worked for CREDIT SUISSE SECURITIES (USA) LLC. Gonzalo has passed the Investment Banking Registered Representative Examination (Series 79TO) and the Securities Industry Essentials Examination (SIE).

Firm Information

Gonzalo Seminario torres is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gonzalo Seminario torres’s Registration & Firm History

NY

11/20/2023 - Present

UBS Securities LLC (New York NY)

NY

08/02/2019 - 11/20/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/02/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/13/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gonzalo Seminario torres.
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