Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gong? Claim Your ProfileGong Chen is a financial professional with UBS Securities LLC. Gong has been in the industry since 2018 and holds Series 63, SIE, and Series 79 licenses. Gong has a wide range of experience in the financial services industry and is registered to provide investment advice in all 50 states. Gong is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/23/2023 - Present
UBS Securities LLC (New York NY)
NY
08/13/2018 - 03/24/2023
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Gong Chen is the right advisor for you? Invested Better is here to help.
