Unclaimed
Golam Mainuddin Ahmed is a financial advisor with over 10 years of experience in the industry. Golam Mainuddin Ahmed is currently registered with LPL Financial LLC and has previously been associated with CUNA Brokerage Services, Inc., INFINEX INVESTMENTS, INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Golam Mainuddin Ahmed is licensed to provide securities and investment advisory services in multiple states. Golam Mainuddin Ahmed specializes in providing a range of services including financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/18/2022 - Present
LPL Financial LLC (Norwich CT)
CT
02/11/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Norwich CT)
CT
10/19/2018 - 01/31/2020
INFINEX INVESTMENTS, INC. (South Windsor CT)
CT
05/24/2016 - 11/09/2017
INFINEX INVESTMENTS, INC. (MANCHESTER CT)
CT
09/13/2011 - 05/24/2016
LPL FINANCIAL LLC (S WINDSOR CT)
NA
08/22/1989 - 02/14/1991
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
08/22/1989 - 02/14/1991
IDS LIFE INSURANCE COMPANY
BC
Issued 10/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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