Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Gu is a financial professional with Nylife Securities LLC and is licensed to sell securities in Connecticut, New York, and Pennsylvania. Gloria has been in the industry since February 2021, and holds the Series 63, 6TO and SIE licenses. Gloria is a registered representative with FINRA and has been approved by the state of New York to sell securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/08/2021 - Present
Nylife Securities LLC (Flushing NY)
BC
Issued 06/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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