Unclaimed
Gloria Victoria Collins is a financial professional with over 17 years of experience in the industry. Gloria is currently registered with Fidelity Brokerage Services LLC and has been with the firm since May 2021. Prior to this, Gloria was a registered representative with T. Rowe Price Investment Services, Inc. Gloria holds Series 6, 7, 9, 10, 63 and 66 licenses. Gloria's expertise includes investments in a range of products and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/17/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
07/02/2004 - 07/09/2019
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 04/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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