Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Rotner is a financial advisor with over 20 years of experience in the industry. Gloria is registered with LPL Financial LLC in Colorado and Wyoming. She has a strong background in investment advising and financial planning, and she is committed to helping her clients achieve their financial goals. Gloria has worked with a variety of clients, including individuals, families, and businesses. She has experience in providing financial planning, investment management, and retirement planning services. Gloria is also an active member of her community and is involved in several charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WY
06/21/2019 - Present
LPL Financial LLC (CHEYENNE WY)
TX
09/03/2010 - 07/29/2011
ALLSTATE FINANCIAL SERVICES, LLC (WEATHERFORD TX)
WY
05/23/2005 - 06/07/2010
LPL FINANCIAL CORPORATION (CHEYENNE WY)
MA
03/03/2003 - 06/01/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
11/07/2000 - 05/30/2002
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
NY
09/22/1999 - 08/18/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Gloria Rotner is the right advisor for you? Invested Better is here to help.
