Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria R. Franz is a financial advisor with over 30 years of experience in the industry. Gloria is a Certified Financial Planner and holds Series 6, 7, 24, 63 and 65 licenses. Gloria is currently registered with The Wealth Consulting Group in California, New York and Texas. Gloria previously worked with National Planning Corporation, Citigroup Global Markets Inc., Sunamerica Securities, Inc., and Great Western Financial Securities Corporation. Gloria is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/27/2017 - Present
THE Wealth Consulting Group (PALM DESERT CA)
CA
01/12/2007 - 04/27/2017
NATIONAL PLANNING CORPORATION (PALM DESERT CA)
CA
10/02/2000 - 01/25/2007
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
CA
07/15/1999 - 10/06/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
08/12/1996 - 07/15/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
07/27/1992 - 08/14/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 09/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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