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Gloria Nydam Goode

Cambridge Investment Research, Inc.

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About Gloria Nydam Goode

Gloria Goode is a financial advisor with Cambridge Investment Research, Inc. in Winchester, VA. Gloria Goode has been in the financial services industry since 1994. She holds the Series 6, Series 63, and Series 65 licenses. Gloria Goode is registered in 8 states including Florida, Georgia, Maryland, New Jersey, North Carolina, Tennessee, Virginia, and West Virginia. Gloria Goode is not registered as an investment advisor. Gloria Goode was previously with Securities America, Inc., Investors Security Company, Inc., UVEST Financial Services Group, Inc., and First Union Brokerage Services, Inc.

Firm Information

Gloria Goode is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gloria Goode’s Registration & Firm History

VA

03/18/2019 - Present

Cambridge Investment Research, Inc. (Winchester VA)

VA

12/07/2012 - 04/11/2019

SECURITIES AMERICA, INC. (WINCHESTER VA)

VA

12/08/2009 - 12/07/2012

INVESTORS SECURITY COMPANY, INC. (WINCHESTER VA)

VA

01/22/1997 - 12/03/2009

UVEST FINANCIAL SERVICES GROUP, INC. (WINCHESTER VA)

NC

11/15/1994 - 01/15/1996

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 08/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Gloria Nydam Goode. Review regulatory record here.
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