Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Kay Ruuspakka is an investment advisor representative at LPL Financial LLC, registered in California. Gloria holds the Series 65 license, which is a Uniform Investment Adviser Law Examination, and the SIE (Securities Industry Essentials Examination) license. Gloria is also a licensed advisor in California, having obtained the license on June 26, 2023. Gloria has been in the financial services industry since October 2010, working with various companies, including Poway Unified School District, CETERA ADVISOR NETWORKS LLC, and Carson Wealth/Cetera Advisor Networks. Gloria specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Gloria is a member of Nautica Wealth Advisors, which is a DBA for LPL business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/26/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
IA
Issued 06/26/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
Not sure Gloria Ruuspakka is the right advisor for you? Invested Better is here to help.
