Unclaimed
Gloria Mazzaglia is a financial professional with over 2 years of experience in the industry. Gloria is currently registered with LPL Financial LLC and is located in Manchester, NH. Gloria has passed the Series 63, Series 6TO and SIE exams and holds a current registration with the state of New Hampshire. Gloria previously worked with CUNA Brokerage Services, INC. Gloria's current firm, LPL Financial LLC, is headquartered in Fort Mill, South Carolina, and has over $50 billion in assets under management. LPL Financial LLC provides financial planning, consulting, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
05/18/2022 - Present
LPL Financial LLC (MANCHESTER NH)
NH
09/22/2020 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Manchester NH)
BC
Issued 06/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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