linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gloria Hyun Bahk

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gloria? Claim Your Profile

About Gloria Hyun Bahk

Gloria Hyun Bahk is a financial professional with over 20 years of experience in the financial services industry. She is currently registered with Nylife Securities LLC and holds Series 6, 7, 24, 63 and 66 licenses. Gloria has a strong background in helping clients with a variety of financial needs, including investment planning, retirement planning and insurance planning. She has previously worked with MML Investors Services, LLC, Pruco Securities, LLC., AXA Advisors, LLC and United Securities Alliance, Inc. Gloria Hyun Bahk is committed to providing her clients with personalized financial advice and guidance.

Firm Information

Gloria Bahk is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gloria Bahk’s Registration & Firm History

CA

02/29/2012 - Present

Nylife Securities LLC (LOS ANGELES CA)

CA

02/12/2009 - 02/08/2012

MML INVESTORS SERVICES, LLC (LOS ANGELES CA)

CA

08/08/2006 - 01/26/2009

PRUCO SECURITIES, LLC. (LOS ANGELES CA)

CA

01/11/2002 - 08/02/2006

AXA ADVISORS, LLC (LOS ANGELES CA)

CO

01/03/2001 - 01/03/2002

UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)

Not sure if Gloria Hyun Bahk is right for you?

Licenses & Designations

BOTH

Issued 12/18/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/28/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2001

Series 7 - General Securities Representative Examination

BC

Issued 01/02/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gloria Hyun Bahk.
Not sure if Gloria Hyun Bahk is right for you?